Gain the Edge on Appeal
Everyone who goes to trial wants to file an appeal, but few really understand what this means. Here are the biggest questions I get from clients about the appeal process.
First, an appeal is an audit. For those innocents of the horror wrought by the IRS, an audit is an examination of documents supportina claim. Every taxpayer must gather W-2s, receipts, closing statements and so forth, if he even hopes to have the IRS give him a pass.
An appeals court audits what happened at the trial court level. The pleadings must be collected, written transcripts of testimony and evidentiary rulings must be filed, exhibits must be attached, and lawyers then file briefs that set forth the factual or legal error committed by the trial court.
There is no more testimony to be presented in an appeal. The appeal is not a do-over. Appeals are technical and appellate work attracts solitary lawyers who like to stay home on Fridays nights and research fine points of evidence.
If there are no errors, then the appeal ends and the trial court rulings stand.
If there are errors that affect the outcome, then the appeals court could reverse the trial court ruling and instruct it to conduct inquiries consistent with the appeals court decision. This means going back to the trial court again.
If there are harmless errors (and keep in mind that no trial is ever perfect), then the trial court rulings stand and the appeal ends.
Second, the chances of winning on an appeal are never in your favor. At best, appeals succeed less than half of the time.
Many family law cases are settled by agreement. This virtually eliminates all chances appeal.
Most family law cases that go to trial only contest certain issues. Generally, nothing agreed to can be successfully appealed but contested facts and law can be appealed. Rulings on objections that are improperly sustained or overruled, as well as documents admitted into evidence or denied admission, can be appealed.
Family law judges have great deference regarding anything related to credibility and demeanor. This means that the trial court judge can decide who is lying and if he decides it’s you, then his discretion will almost certainly be upheld on appeal.
Next, appeals are just as expensive as a trial. It costs a filing fee just to hand in a new appeal to the clerk for filing. The person who is appealing must also pay for a court reporter to prepare and file a transcript and exhibits; this is referred to as the “record.” There are fewer attorneys available to accept appeals and fewer who are experienced in appellate work. Most attorneys will take an appeal only on an hourly basis with a large deposit upfront for attorney fees and court costs. Many people are out of money after paying for a trial and there is simply no possibility of paying for an appeal.
Finally, there is an automatic right of appeal from the trial court in civil cases, provided the appeal is filed within certain time limits. There is no right to a court appointed appellate lawyer in a civil appeal like in criminal cases. If you appeal, you are on your own. To appeal, the trial court must have resolved all of the disputes between the parties and issued what is known as a final appealable order. This means that a client cannot appeal every minor decision by a judge or magistrate along the way. The dispute must be completely decided.
I love appeals and I get many requests for them. Few clients follow through with pursuing an appeal once they understand the process. Most appeals make little financial sense.
I spend more time writing blogs than writing civil appeals.
The ultimate question is whether a client should appeal or live to fight another day. The risks and downsides of an appeal are set forth above, and a loss on appeal only compounds the sting of the original loss.
If a client understands the risks and procedures, there are several individual factors to consider.
First, is the appeal worth it to the client? Some losses seem so overwhelming that a client will accept the costs and risk for a chance to prove the trial court wrong.
Are there technical issues in the case? By technical, I mean things like tracing separate property from account to account or calculating the value or offset of financial accounts. Some trial judges use their gut and do what they think is fair as opposed to following the existing case law. Mistakes are made and these mistakes can be costly and worth pursuing on appeal.
Are the issues primarily related to a child’s schedule with each parent? If so, the broad discretion granted to trial judges to make the close calls will probably carry the day. As a practical matter, an appeal can last for a year until it is finally decided and, in that year,
your child’s circumstances may change dramatically. These appeals are usually best left unpursued.
Has your ex-spouse appealed? If so, you will need to defend the appeal and you should likely file what is known as a “cross-appeal” on the same or separate issues.
Appeals are tough but sweet when they win. You should seek out straight talk from an experienced attorney who can review your chances, the risks and the downsides.
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by Anne Harvey









